Weston Financial Group, Inc.
Weston Securities Corporation
New Century Portfolios
(the "Company")
Business Continuity Plan
Summary Disclosure Statement
The Purpose of this Business Continuity Plan ("BCP") is to inform our clients that Weston Financial Group, Weston Securities Corp. and New Century Portfolios (the "Company") have a business continuity plan setting forth policies and procedures that we will employ in the event of a Significant Business Disruption ("SBD").
The Company's plan is to respond to an SBD by taking reasonable financial measures designed to safeguard employees' lives and firm property, making a financial and operational assessment, recovering and resuming operations as quickly as possible, protecting the firm's books and records, and allowing our customers to transact business. In the event that we determine we are unable to continue our business, we will take steps toward providing customers prompt access to their funds and securities.
Our Plan anticipates two kinds of SBDs, internal and external. Internal SBDs affect only our firm's ability to communicate and do business, such as a flood or fire in our building. External SBDs prevent the operation of the securities markets or a number of firms, such as a terrorist attack or a wide-scale regional disruption. The firm maintains an offsite electronic copy media and has arrangements to have access to backup offsite facilities.
This Business Continuity Plan is subject to modification at any time, but we will promptly post notifications to our websites at www.WestonFinancial.net and www.NewCenturyPortfolios.com if material changes are made. Customers can obtain a copy of updated summaries by writing to Weston Financial Group, 100 William Street, Suite 200, Wellesley, MA 02481, Attention Chief Compliance Officer.







