Weston Financial

Our Professionals

Nicole M. Tremblay, Esq.
Senior Vice President & Chief Compliance Officer


Nicole has been a Senior Vice President & Chief Compliance Officer for the Weston Financial companies, Chief Supervising Principal for Weston Securities Corporation and Chief Compliance Officer, for New Century Portfolios since 2002.

In 2011, Nicole was elected President, Chief Executive Officer and Chief Compliance Officer for New Century Portfolios. Nicole was previously, the Chief Financial Officer, Treasurer, and Corporate Secretary of New Century Portfolios from 2002- 2011.

Prior to joining Weston Financial, Nicole was employed by GoldK as Chief Compliance Officer and Counsel, prior thereto at Allmerica Financial as Independent Counsel and before that at Sun Life Financial as Compliance Review Officer. She is currently licensed to practice law in Massachusetts and New York and before the United States Supreme Court.

She graduated from the University of Massachusetts with a B.A. in Legal Studies and French, and from the Suffolk University Law School with a Juris Doctorate degree. Nicole is also a member of the New York State Bar, Massachusetts Bar, Boston Bar Association and the American Bar Association.

Weston Financial  |  Wellesley Office Park  |  100 William Street, Suite 200  |  Wellesley, MA 02481  |  781.235.7055
Weston Financial
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Not FDIC Insured | No Bank Guarantee | May Lose Value
Not a Deposit | Not Insured by any Federal Government Agency